The Securities and Exchange Commission on August 26, 2020 adopted amendments to the definition of “accredited investor” to: add new categories of investors (both for individuals and entities); codify long-standing SEC staff...more
The Securities and Exchange Commission on August 26, 2020 adopted amendments to the definition of “accredited investor” to: add new categories of investors (both for individuals and entities); codify long-standing SEC staff...more
The U.S. Securities and Exchange Commission on December 18, 2019 approved for publication a rulemaking proposal (Proposal) to: amend the definition of “accredited investor;” introduce additional qualification methods; codify...more
2/13/2020
/ Accredited Investors ,
Comment Period ,
Family Businesses ,
Investment Company Act of 1940 ,
Limited Liability Company (LLC) ,
Private Funds ,
Proposed Amendments ,
Public Comment ,
Qualified Institutional Buyers ,
Regulation D ,
Rule 144A ,
Rulemaking Process ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Small Offering Exemptions
The U.S. Securities and Exchange Commission published a concept release on June 18, 2019 (Release), seeking public comment “on ways to simplify, harmonize, and improve” the framework for exemptions from registration under the...more
9/20/2019
/ Accredited Investors ,
Deadlines ,
Exemptions ,
Harmonization Rules ,
Micro Entity Status ,
Offerings ,
Pooled Investment Vehicles ,
Private Placements ,
Public Comment ,
Registration Requirement ,
Regulation D ,
Rule 506 Offerings ,
Safe Harbors ,
Secondary Listings ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)