Philipp von Pelser Berensber

Philipp von Pelser Berensber

Cadwalader, Wickersham & Taft LLP

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SEC Re-Proposes Dodd-Frank Act Section 621 Conflicts of Interest Rule

The Securities and Exchange Commission (“SEC”) unanimously voted yesterday to re-propose a rule to prohibit conflicts of interest in certain securitization transactions. The SEC previously proposed, but never finalized, this...more

1/26/2023  /  Asset-Backed Securities , Conflicts of Interest , Dodd-Frank , Proposed Rules , Regulatory Agenda , Regulatory Reform , Securities Act , Securities and Exchange Commission (SEC) , Securities Regulation , Securitization
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