Raffaele Cicala

Raffaele Cicala

Troutman Pepper

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Investment Management Update - June 2022

Covering legal developments and regulatory news for funds, their advisers, and industry participants for the quarter ended March 31, 2022. ...more

6/3/2022  /  Broker-Dealer , Fiduciary Duty , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , Investment Management , Securities and Exchange Commission (SEC)

Investment Management Update - February 2022

Covering legal developments and regulatory news for funds, their advisers, and industry participants for the period July 2021 through December 2021. ...more

2/22/2022  /  Investment Adviser , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Securities and Exchange Commission (SEC) , Universal Proxy Cards
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