The US Securities and Exchange Commission (SEC) has adopted a new standard called Regulation Best Interest (Reg BI) that shifts the focus on protecting customers first and foremost. Although the regulation possibly puts...more
8/1/2022
/ Best Interest Standard ,
Broker-Dealer ,
Compliance ,
Conflicts of Interest ,
Consumer Protection Laws ,
Cryptoassets ,
Cryptocurrency ,
Disclosure Requirements ,
Due Diligence ,
EU ,
Fiduciary Duty ,
Financial Adviser ,
Investment Adviser ,
Securities and Exchange Commission (SEC)