Raymond Prince

Raymond Prince

Nelson Mullins Riley & Scarborough LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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Poloniex, LLC Settles with the SEC

The SEC announced today that it reached a settlement with Poloniex, LLC (“Poloniex”), in connection with the SEC’s inquiry that began back in December 2017 into whether Poloniex operated an exchange under federal securities...more

8/9/2021  /  Enforcement Actions , Securities and Exchange Commission (SEC) , Settlement
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