On September 16, 2024, the United States Securities and Exchange Commission (“SEC” or the “Commission”) brought charges against Kubient, Inc.’s (“Kubient”) former chairman and chief executive officer (“CEO”) for allegedly...more
9/27/2024
/ Artificial Intelligence ,
Audit Committee ,
CFOs ,
Corporate Counsel ,
Enforcement Actions ,
Fraud ,
Misrepresentation ,
Offerings ,
Personal Liability ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Software ,
Stocks
On June 11, 2024, the United States Securities and Exchange Commission (the “SEC”) charged Illit Raz, the former CEO and founder of the since-shut-down artificial intelligence recruiting startup Joonko Diversity Inc....more
On May 23, 2024, the Securities Enforcement Forum West debuted its first-ever panel on the impact of artificial intelligence (“AI”) on securities enforcement, regulation, compliance, and practice, signaling an increased focus...more
6/17/2024
/ Artificial Intelligence ,
Department of Justice (DOJ) ,
Enforcement ,
Enforcement Actions ,
Greenwashing ,
Insider Trading ,
Market Abuse ,
Marketing ,
Misleading Statements ,
Securities and Exchange Commission (SEC) ,
White Collar Crimes
In a move to address the implications of integrating emerging technologies into the financial markets, the U.S. Securities and Exchange Commission (the “SEC”) recently proposed new rules aimed at regulating potential...more
Recent technological advances, including cryptocurrency and artificial intelligence (“AI”), have made their stamp on the Securities and Exchange Commission (“SEC”) and its goals. In its recent budget request, the SEC signaled...more