Rebecca Searle

Rebecca Searle

Jones Day

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SEC Adopts Two Rules for Security-Based Swaps (but Not Proposed Rule 10B-1)

The Securities and Exchange Commission ("SEC") has adopted new rules that expand antifraud and anti-manipulation measures for security-based swaps ("SBS")....more

6/30/2023  /  Anti-Fraud Provisions , Anti-Manipulation Rule , Chief Compliance Officers , Proposed Rules , Regulatory Reform , Securities and Exchange Commission (SEC) , Securities Regulation , Security-Based Swaps
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