Reeya Thakrar

Reeya Thakrar

Faegre Drinker Biddle & Reath LLP

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Artificial Intelligence Briefing: SEC Cracks Down on Broker-Dealers and Investment Advisors Using Predictive Data Analytics

The SEC cracks down on potential conflicts of interest for broker-dealers and investment advisors using predictive data analytics, the “No Robot Bosses Act of 2023” is introduced in the Senate to regulate employers’ use of...more

8/30/2023  /  Analytics , Artificial Intelligence , Broker-Dealer , Conflicts of Interest , Investment Adviser , Popular , Proposed Rules , Securities and Exchange Commission (SEC)
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