Richard Kline

Richard Kline

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SEC Proposes Universal Access to “Testing-the-Waters” Exemption

The Securities and Exchange Commission (SEC) has announced a proposal to expand the current exemption for “testing-the-waters” communications — currently limited to emerging growth companies (EGCs) — to all companies,...more

2/20/2019  /  Accredited Investors , Emerging Growth Companies , Investment Companies , JOBS Act , Qualified Institutional Buyers , Securities Act of 1933 , Securities and Exchange Commission (SEC)
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