Rick Liu

Rick Liu

Perkins Coie

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U.S. Agencies Step Up Insider Trading Enforcement Against Foreign Nationals, Particularly Chinese Traders

Investigations and enforcement actions by the U.S. Securities and Exchange Commission (SEC) and U.S. Department of Justice (DOJ) targeting potential illegal insider trading by foreign nationals, particularly by those in...more

6/14/2017  /  Brokerage Accounts , Burden of Proof , China , Department of Justice (DOJ) , Enforcement Actions , Foreign Nationals , Foreign Securities , Insider Trading , Securities and Exchange Commission (SEC) , Securities Violations
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