Covered institutions will need to review their cybersecurity and incident response policies and procedures ahead of the applicable compliance deadline. ...more
8/12/2024
/ Broker-Dealer ,
Brokers ,
Compliance ,
Covered Entities ,
Cyber Incident Reporting ,
Cybersecurity ,
Disclosure Requirements ,
Incident Response Plans ,
Investment Companies ,
New Rules ,
Policies and Procedures ,
Registered Investment Advisors ,
Regulation S-P ,
Securities and Exchange Commission (SEC) ,
Transfer Agents
Covered institutions will need to review their cybersecurity and incident response policies and procedures ahead of the applicable compliance deadline.
The Securities and Exchange Commission (SEC) recently adopted...more
8/9/2024
/ Broker-Dealer ,
Compliance ,
Compliance Dates ,
Cyber Incident Reporting ,
Cybersecurity ,
Incident Response Plans ,
Investment Adviser ,
Investment Companies ,
Policies and Procedures ,
Popular ,
Registered Investment Advisors ,
Risk Mitigation ,
S&P ,
Securities and Exchange Commission (SEC) ,
Transfer Agents
Due diligence on restaurant companies should factor in industry-specific legal and operational risks.
Buyers acquire restaurant companies to access new brands, expand and diversify, or vertically integrate. Attractive...more
8/17/2022
/ Acquisitions ,
Business Licenses ,
Contract Terms ,
Cybersecurity ,
Due Diligence ,
Environmental Social & Governance (ESG) ,
Food Safety ,
Franchise Agreements ,
Franchises ,
Liquor Licences ,
Mergers ,
Restaurant Industry ,
Suppliers ,
Wage and Hour