On March 9, the SEC, by a 3-1 vote, proposed new rules in its most far-reaching effort to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance and incident reporting by public...more
On Feb. 9, 2022, the Securities and Exchange Commission (SEC or Commission) proposed a suite of new rules and amendments concerning cybersecurity risk management for registered investment advisers (advisers) and registered...more
2/14/2022
/ Broker-Dealer ,
Comment Period ,
Cybersecurity ,
Form ADV ,
Investment Adviser ,
Investment Advisers Act of 1940 ,
New Rules ,
Popular ,
Proposed Rules ,
Public Comment ,
Recordkeeping Requirements ,
Registered Investment Advisors ,
Securities and Exchange Commission (SEC)
On Sept. 14, 2021, the Securities and Exchange Commission (SEC) entered a cease-and-desist order against App Annie Inc. and its co-founder and former CEO, Bertrand Schmitt, after agreeing to settle securities fraud claims....more
Demonstrating its continued focus on cybersecurity enforcement, the Securities and Exchange Commission (SEC) announced three new actions on Aug. 30 charging eight firms with maintaining deficient cybersecurity policies and...more
On June 14, the Securities and Exchange Commission (SEC) announced a $490,000 settlement with the real estate services provider First American Financial Corporation (First American) for violations of disclosure controls and...more
This Update highlights key legal and policy developments in cybersecurity and privacy law that may impact important trends for 2019 and beyond. A central takeaway from 2018 is that regulators in the U.S. and abroad are...more
1/28/2019
/ California Consumer Privacy Act (CCPA) ,
Carpenter v US ,
CLOUD Act ,
Cybersecurity ,
Data Breach ,
Data Protection ,
EU ,
Facebook ,
General Data Protection Regulation (GDPR) ,
Google ,
Hackers ,
International Data Transfers ,
Marriott ,
Microsoft ,
Personal Data ,
Personally Identifiable Information ,
Popular ,
Power Plants ,
Risk Management ,
Russia ,
Securities and Exchange Commission (SEC) ,
Stored Communications Act
On June 26, the D.C. Circuit, en banc, split 5-to-5 on whether to grant a petition seeking to overturn an August 2016 ruling by a three-judge panel that determined that Securities and Exchange Commission (SEC) administrative...more