The US Supreme Court has recently granted certiorari on the issue of whether a corporation can be held liable for the conduct of its affiliate without first satisfying the well-settled standards for piercing the corporate...more
11/21/2024
/ Amicus Briefs ,
Appeals ,
Certiorari ,
Contract Terms ,
Disgorgement ,
Lanham Act ,
Piercing the Corporate Veil ,
Profits ,
SCOTUS ,
Summary Judgment ,
Trademark Infringement
A three-judge panel for the US Court of Appeals for the Second Circuit reversed a district court’s class certification in the decade-long Arkansas Teacher Retirement System v. Goldman Sachs Group litigation regarding...more
8/18/2023
/ Appeals ,
Arkansas Teacher Retirement System v Goldman Sachs Group ,
Class Action ,
Class Certification ,
Corporate Governance ,
Environmental Social & Governance (ESG) ,
Ethics ,
Investors ,
Policies and Procedures ,
SCOTUS ,
Securities ,
Securities and Exchange Commission (SEC)
Welcome to the latest issue of Bracewell’s FINRA Facts and Trends, a monthly newsletter devoted to condensing and digesting recent FINRA developments in the areas of enforcement, regulation and dispute resolution. This month,...more
7/28/2023
/ Administrative Law Judge (ALJ) ,
Appeals ,
Broker-Dealer ,
Dispute Resolution ,
Emoji ,
Enforcement ,
Financial Industry Regulatory Authority (FINRA) ,
Investment ,
Lucia v SEC ,
New Regulations ,
Regulation BI ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act of 1934