Ryan Helmrich

Ryan Helmrich

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SEC Adopts Rule Permitting Online-Only Shareholder Reports

The Securities and Exchange Commission voted 4 to 1 on June 4 to adopt new Rule 30e-3 under the Investment Company Act of 1940 and related form amendments, allowing registered funds to replace paper delivery of shareholder...more

6/7/2018  /  Comment Period , Disclosure Requirements , Investment Company Act of 1940 , New Rules , Registered Funds , Reporting Requirements , Securities and Exchange Commission (SEC) , Shareholders
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