S. Chris Min

S. Chris Min

Orrick, Herrington & Sutcliffe LLP

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SEC Proposes Liquidity Management Rules for Mutual Funds and ETFs

On September 22, The Securities and Exchange Commission (SEC) proposed a comprehensive package of rules that would require open-end funds, including mutual funds and exchange-traded funds, to implement liquidity risk...more

9/29/2015  /  Comment Period , ETFs , Federal Register , Financial Institutions , Investment , Investors , Liquidity Risk Management Rule , Mutual Funds , Securities and Exchange Commission (SEC) , Securities Exchanges
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