Samantha Kirby

Samantha Kirby

Cooley LLP

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Buyer (and Seller) Beware: SEC Adopts Final Rules on 10b5-1 Trading Plans

The Securities and Exchange Commission has long focused on pursuing potential insider trading violations, and its recent enforcement efforts serve as a stark reminder that the Commission has made insider trading cases a...more

12/28/2022  /  10b5-1 Plans , Affirmative Defenses , Disclosure Requirements , Insider Trading , Material Nonpublic Information , Securities and Exchange Commission (SEC) , Securities Exchange Act
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