Sander Bieber

Sander Bieber

Dechert LLP

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A Flexible Capital Raise: Shelf Registration Statements For Closed-End Funds

Exchange-listed closed-end investment companies (closed-end funds) have historically faced challenges in raising additional capital after their initial public offering (IPO) due to the structure of such funds and certain...more

6/25/2014  /  Financial Regulatory Reform , Initial Public Offering (IPO) , NAV , Securities Act of 1933 , Securities and Exchange Commission (SEC)
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