Sarah Cockrum

Sarah Cockrum

Kramer Levin Naftalis & Frankel LLP

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SEC Proposes Streamlining Offering Rules for Closed-End Funds and BDCs While Also Proposing New Reporting Obligations

In March 2019, the SEC, at the direction of Congress, proposed rules (the “Proposed Rules”) to modify the registration, communications, and offering processes for business development companies (“BDCs”) and registered...more

4/2/2019  /  Business Development Companies , Close-Ended Funds , Offerings , Proposed Rules , Reporting Requirements , Rulemaking Process , Securities and Exchange Commission (SEC)
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