On January 10, 2022, the Securities and Exchange Commission (“SEC” or the “Commission”) announced it settled charges in In re tZERO ATS, LLC, No. 93938 (SEC Order Jan. 10, 2022) (“Order”)....more
2/8/2022
/ Alternative Trading System (ATS) ,
Blockchain ,
Cease and Desist Orders ,
Cryptocurrency ,
Digital Currency ,
Disclosure Requirements ,
Distributed Ledger Technology (DLT) ,
Enforcement Actions ,
Failure To Disclose ,
Financial Services Industry ,
Popular ,
Regulation ATS ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Securities Violations ,
Trading Platforms