Sarah Weber

Sarah Weber

Katten Muchin Rosenman LLP

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FINRA Proposes Changes to Arbitrator List Selection Process

The Financial Industry Regulatory Authority (FINRA) recently proposed several rule changes aimed at “provid[ing] greater transparency and consistency” with respect to the arbitrator list selection process administered by...more

3/22/2023  /  Arbitration , Banks , Broker-Dealer , Financial Industry Regulatory Authority (FINRA) , Financial Institutions , Financial Services Industry , Securities and Exchange Commission (SEC)
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