Sasha Burstein

Sasha Burstein

K&L Gates LLP

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Financial Professional Standards of Conduct: 2019 San Francisco Investment Management Conference

AGENDA - - Background - Regulation Best Interest - Judicial Challenges to Regulation Best Interest - Form CRS - Interpretation of Investment Adviser’s Fiduciary Duty - Interpretation of the “Solely Incidental” Prong...more

12/10/2019  /  Broker-Dealer , Fiduciary Duty , Form CRS , Investment Adviser , Investment Advisers Act of 1940 , Regulation Best Interest , Securities and Exchange Commission (SEC) , Standard of Conduct
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