Sasha Burstein

Sasha Burstein

K&L Gates LLP

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SEC Finalizes Amendments to Regulation S-P

On 16 May 2024, the Securities and Exchange Commission (SEC) adopted amendments (amendments) to Regulation S-P representing the first major changes to Regulation S-P since its initial adoption in 2000....more

6/11/2024  /  Broker-Dealer , Financial Institutions , Financial Services Industry , Incident Response Plans , Investment Adviser , Investment Funds , Policies and Procedures , Privacy Policy , Regulation S-P , Securities and Exchange Commission (SEC)
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