Scott McGinness

Scott McGinness

Miller & Martin PLLC

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Family Office Relief from CPO Registration

As noted in an earlier Client bulletin, the Division of Swap Dealer and Intermediary Oversight (“Division”) of the Commodity Futures Trading Commission (“CFTC”) issued a no-action letter dated November 29, 2012 enabling...more

2/26/2013  /  CFTC , Commodity Pool , CPO , Exemptions , Family Offices , Filing Deadlines , No-Action Letters , Registration , Securities and Exchange Commission (SEC)
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