On August 23, 2023, a divided U.S. Securities and Exchange Commission (SEC) issued new rules (the Rules) relating to the regulation of private fund advisers. The Rules aim to help protect investors in private funds (including...more
8/31/2023
/ Financial Services Industry ,
Investment ,
Investment Adviser ,
Investors ,
Marketing ,
New Rules ,
Policies and Procedures ,
Private Funds ,
SEC Advertising Rule ,
Securities and Exchange Commission (SEC) ,
Securities Regulation
New rules will simplify the notice filing process for private placements by requiring filings be made on a Form D via the North American Securities Administrators Association multistate Electronic Filing Depository,...more