The RIA Compliance and Legal Strategies Conference is an essential event for registered investment advisors to gain a valuable understanding of current regulatory and compliance-related issues. Attendees will earn 5 CE...more
2/28/2023
/ Acquisitions ,
Arbitration ,
Audits ,
Compliance ,
Confidentiality Agreements ,
Continuing Legal Education ,
Cybersecurity ,
Department of Labor (DOL) ,
Disclosure Requirements ,
Events ,
Hiring & Firing ,
Information Security ,
Litigation Strategies ,
Mergers ,
Registered Investment Advisors ,
Restrictive Covenants ,
Risk Management ,
Subpoenas ,
Texting
The Federal Trade Commission (“FTC”) is proposing a set of rules which, if passed and deemed constitutional would severely limit the use of non-compete clauses between employers and their employees....more
During the COVID-19 pandemic, many employers required their employees to work remotely to comply with state mandates and ensure their employees’ and customers’ health and safety. That resulted in a shift in attitudes...more