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Unprecedented Changes to the B.C. Securities Act

On March 27, 2020, sweeping changes to the British Columbia Securities Act (Act) will be coming into force, giving the British Columbia Securities Commission (Commission) some of the strongest investigation, enforcement and...more

3/30/2020  /  Canada , Investigations , Securities Act

Ready to IIROC and Roll: Alberta Legislation Grants Increased Investigative Powers to IIROC

Earlier this month, Alberta became the first province to grant the Investment Industry Regulatory Organization of Canada (IIROC) express, direct legal authority to collect evidence during the course of its investigations and...more

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