Shannon Baldwin

Bracewell LLP

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SEC Updates Statistical Disclosure Requirements for Banking Registrants

On September 11, 2020, the Securities and Exchange Commission announced that it has adopted final rules to update and expand the statistical disclosures that bank and savings and loan registrants provide to investors, in its...more

9/16/2020 / Compliance , Disclosure Requirements , Final Rules , Investors , Securities and Exchange Commission (SEC)

Texas Community Bank Holding Companies may Conduct "Virtual" Shareholder Meetings

Texas community bank holding companies may want to reconsider plans for upcoming annual shareholder meetings in light of health, transportation and other logistical issues raised by the spread of coronavirus disease 2019...more

4/1/2020 / Coronavirus/COVID-19 , Corporate Governance , Shareholder Meetings , Virtual Meetings

Amid "Stay Home. Work Safe" Orders, Community Banks Remain Open for Business Under Designation as "Critical Infrastructure Sector"

On March 24, 2020, Harris County Judge Lina Hidalgo, in coordination with Houston Mayor Sylvester Turner, issued a mandatory “Stay Home. Work Safe.” order, effective at 11:59 pm March 24, to preserve public health and safety...more

3/25/2020 / Coronavirus/COVID-19 , Critical Infrastructure Sectors , Financial Institutions , Financial Services Industry , Homeland Security Cybersecurity & Infrastructure Security Agency (CISA) , Operators of Essential Services

SEC Penalizes Issuer for Presenting Non-GAAP Financial Measures Without Giving Equal Prominence to GAAP Measures

In a cease-and-desist order dated December 26, 2018, the Securities and Exchange Commission enforced rules regarding the disclosure of non-GAAP financial measures, resulting in a $100,000 penalty to the violating issuer. With...more

1/10/2019 / Accounting Standards , EBITDA , Enforcement Actions , Financial Reporting , GAAP , Internal Controls , Non-GAAP Financial Measures , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC)

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