Shannon Gross

Shannon Gross

Katten Muchin Rosenman LLP

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SEC Swaps the Game: New Rules to Combat Fraud, Manipulation and CCO Undue Influence

The Securities Exchange Commission (SEC) adopted two new rules on June 7 aimed at preventing fraud and manipulation specific to security-based swap (SBS) transactions and the entities that trade them, including a unique rule...more

6/22/2023  /  Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Fraud , Security-Based Swaps , Swaps
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