Background -
Under Section 922 of the Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010, Congress expanded protections for whistleblowers reporting possible violations of federal securities laws to the...more
11/30/2023
/ Anti-Retaliation Provisions ,
Attorney-Client Privilege ,
Confidential Information ,
Dodd-Frank ,
Employee Handbooks ,
Employees ,
Employment Contract ,
Internal Reporting ,
Securities and Exchange Commission (SEC) ,
Whistleblower Protection Policies ,
Whistleblowers
On September 8, the U.S. Securities and Exchange Commission (SEC) announced that it settled charges against Monolith Resources LLC, a privately held technology and energy company headquartered in Nebraska. The SEC’s...more