Shin Song

Wyrick Robbins Yates & Ponton LLP

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Tracking the SEC’s Climate and ESG Task Force and its Enforcement Actions

Capital Markets In March of 2021, the U.S. Securities and Exchange Commission (“SEC”) announced the creation of a Climate and ESG Task Force (“Task Force”) in the Division of Enforcement. Prompted by increased investor focus...more

8/1/2023  /  Capital Markets , Climate Change , Corporate Governance , Corporate Social Responsibility , Disclosure Requirements , Environmental Social & Governance (ESG) , Publicly-Traded Companies , Regulatory Agenda , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Adopts Amendments to Expand the Communications Exemption for “Demo Days” and General Solicitations of Interest

Effective as of March 2021, the Securities and Exchange Commission (“SEC”) adopted several amendments “to facilitate capital formation and increase opportunities for investors by expanding access to capital for small and...more

4/11/2023  /  Angel Investors , Capital Formation , Financial Regulatory Reform , General Solicitation , Investment Opportunities , New Amendments , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation
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