Stacey Song

Stacey Song

Cooley LLP

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Last-Minute Checklist for Private Fund Managers Complying With Marketing Rule

By now, registered investment advisers (RIAs) know that this is their last week to ensure they come into compliance with the “new” marketing rule under the Investment Advisers Act of 1940. While the Securities and Exchange...more

11/2/2022  /  Advertising , Investment Adviser , Investment Advisers Act of 1940 , Marketing , New Rules , Registered Investment Advisors , Securities and Exchange Commission (SEC)
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