Don’t forget that new SEC rules went into effect on January 31, 2022 to modernize filing fee disclosure and payment methods for securities transactions...more
What you need to know about this IPO alternative -
On December 22, 2020, the Securities and Exchange Commission (SEC) approved a NYSE rule that permits an issuer, at the time of an initial listing on the NYSE, to conduct a...more
The SEC is rapidly responding to the ongoing COVID-19 crisis in ways big and small. For persons who are entering the SEC reporting system for the first time, which could be because they have been newly appointed an executive...more
WeWork, rebranded as The We Company earlier this year, officially withdrew its IPO registration statement on September 30, 2019. The company has had an unusually rocky ride from its August 14, 2019 public filing to an outcome...more
11/11/2019
/ Capital Markets ,
Corporate Issuers ,
Emerging Growth Companies ,
Form S-1 ,
Gun-Jumping ,
Initial Public Offering (IPO) ,
Prospectus ,
Publicly-Traded Companies ,
Registration Statement ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC)