Stephanie Thomas

Stephanie Thomas

Morrison & Foerster LLP

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CFTC Finalizes Amendments to Exemptions for CPOs and CTAs under Rule 4.7

The Commodity Futures Trading Commission (CFTC) has adopted amendments to CFTC Rule 4.7, including adjustments to the portfolio requirement financial thresholds in the “qualified eligible person” definition and the...more

10/22/2024  /  CFTC , Commodity Pool , Commodity Trading Advisors (CTAs) , Compliance , CPOs , New Amendments
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