Stephen Ashbourne

Stephen Ashbourne

Blake, Cassels & Graydon LLP

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Canadian Regulators Issue Revised Derivatives Dealer and Adviser Business Conduct Rule Proposal

On June 14, 2018, the Canadian Securities Administrators (CSA) published for comment a revised version of Proposed National Instrument 93-101 – Derivatives: Business Conduct (Business Conduct Rule). The Business Conduct Rule...more

6/29/2018  /  Canada , Canadian Securities Administration , Capital Markets , Comment Period , Derivatives , Registration Requirement , Regulatory Standards , Reporting Requirements

OTC Derivatives Trading and Clearing Rules Move Closer to Implementation

Canada’s securities regulators have taken two additional steps towards implementing a comprehensive regulatory framework for over-the-counter derivatives (OTC Derivatives) and satisfying Canada’s G20 commitments in respect of...more

2/27/2015  /  Canada , Derivatives , G20 , Over The Counter Derivatives (OTC) , Regulatory Standards
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