In This Issue:
New Sponsor Regime – Guidance Letters; Policy on Listing Overseas Companies; New Listing Decisions; New Guidance Letters; and Enforcement News
Excerpt from New Sponsor Regime – Guidance Letters:...more
On July 23, 2013, the Hong Kong Stock Exchange published changes to its Listing Rules which complement the SFC’s new regime regarding sponsors. Both sets of changes will come into effect on October 1, 2013, except for two of...more
In This Issue:
Consultations; New Listing Decisions; Regulatory Watch; New Guidance Letters; and Enforcement News.
Excerpt from Consultations -
Exchange’s Consultations on Review of Connected Transaction...more
7/29/2013
/ Asset Valuations ,
Audits ,
China ,
Disclosure Requirements ,
Hong Kong ,
Investors ,
Listing Standards ,
Prospectus ,
Reporting Requirements ,
Risk Assessment ,
SFC ,
Subsidiaries ,
Waivers
In This Issue
SFC’s Consultation Conclusions on Regulation of Hong Kong IPO Sponsors; Statutory Obligation to Disclose Inside Information now Effective; SFC Review of the Exchange’s 2011 Performance; Consultation...more