Stephen Sims

Stephen Sims

King & Spalding

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Marketing Funds in the EU: French Enforcement on Reverse Solicitation

Regulator Takes Strict Approach - Managers seeking to rely on reverse solicitation by EU investors should take note of last year’s enforcement action by the French regulator. The enforcement action, while confirming that...more

9/14/2023  /  Alternative Investment Fund Managers Directive (AIFMD) , Enforcement , EU , European Securities and Markets Authority (ESMA) , France , Investment Adviser , Investors , Solicitation
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