On August 21, 2020, Governor Lamont made two significant announcements on matters that will affect landlords and tenants in Connecticut....more
As investors start to receive - and dare to open – recent account statements, the reality of the COVID-19 driven spring market volatility will come into focus. Significant portfolio declines coupled with the financial stress...more
5/26/2020
/ Arbitration ,
Broker-Dealer ,
Coronavirus/COVID-19 ,
Fiduciary Duty ,
Financial Distress ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Statements ,
Investment Adviser ,
Investment Opportunities ,
Investment Portfolios ,
Reporting Requirements ,
Securities Regulation
On April 10, 2020, Connecticut Governor Lamont issued Executive Order 7X, the stated purpose of which is to minimize eviction proceedings during this period of economic disruption and allow residents to comply with prior...more