The Financial Industry Regulatory Authority, Inc. (FINRA) is an independent regulatory body, overseeing securities firms and their brokers and other registered personnel. Arbitration of employment disputes in the arbitration...more
11/23/2020
/ Arbitration ,
Arbitration Agreements ,
Breach of Contract ,
Class Action ,
Defamation ,
Employment Contract ,
Employment Discrimination ,
Expungement ,
Federal Arbitration Act ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Services Industry ,
Injunctive Relief ,
NASD ,
Securities Exchange Act ,
Whistleblowers