On April 21, 2020, the Securities and Exchange Commission (the "SEC") proposed new Rule 2a-5 (the "proposed rule") under the Investment Company Act of 1940, as amended (the "1940 Act"). The proposed rule establishes...more
The Securities and Exchange Commission (the "SEC") recently proposed a revised version of new Rule 18f-4 (the "Proposed Rule") under the Investment Company Act of 1940, as amended (the "1940 Act"), which it originally...more
12/20/2019
/ Business Development Companies ,
Derivatives ,
ETFs ,
Form N-CEN ,
Form N-LIQUID ,
Form N-PORT ,
Investment Company Act of 1940 ,
Proposed Amendments ,
Proposed Regulation ,
Proposed Rules ,
Public Comment ,
Public Disclosure ,
Recordkeeping Requirements ,
Risk Management ,
Rule 18f-4 ,
Securities and Exchange Commission (SEC)