Latest Posts › Administrative Law Judge (ALJ)

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The Supreme Court Hears Constitutional Challenges to SEC Enforcement Actions

Our Securities Litigation Group analyzes the Supreme Court’s Jarkesy case, which involves challenges to the constitutionality of SEC enforcement actions....more

Supreme Court Securities Law Roundup - The Axon Decision and Oral Argument in Slack v. Pirani

Our Securities Litigation Group analyzes the impact of the Axon and Cochran decisions on the use of administrative law judges (ALJs) and gleans clues about the future of direct listings from the Slack oral argument....more

SEC’s In-House Court System in Jeopardy After Two Major Developments

Our Securities Litigation Group examines a pair of cases—at the Fifth Circuit and Supreme Court—that could determine the constitutionality of the Securities and Exchange Commission’s administrative law judge system....more

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