Susan Pelletier

Susan Pelletier

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D.C. Circuit Forfeiture Holding Highlights Importance of Involving Litigation Counsel in the Early Stages of Administrative Agency...

On February 26, 2021, in Springsteen-Abbott v. Securities and Exchange Commission, a panel of the U.S. Court of Appeals for the D.C. Circuit held that a petitioner challenging sanctions imposed by the Financial Institutions...more

3/10/2021  /  Administrative Proceedings , Appeals , Appointments Clause , Constitutional Challenges , Due Process , Financial Industry Regulatory Authority (FINRA) , Securities and Exchange Commission (SEC)
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