Suzanne Mayes

Suzanne Mayes

Cozen O'Connor

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The SEC Adopts Rule 15c2-12 Amendments Regarding Material Financial Obligations: Some Initial Q&A

Recent Rule 15c2-12 Amendments - The Securities and Exchange Commission (the SEC) on August 20, 2018, announced that it has adopted amendments (the 2018 Amendments) to Rule 15c2-12 of the Securities Exchange Act of 1934....more

8/28/2018  /  EMMA , Rule 15c2-12 , Securities Act of 1933 , Securities and Exchange Commission (SEC)
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