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Exclusive Forum Provisions in Charters and Bylaws: An Area of Frequent SEC Comment

There have certainly been many developments in securities claims jurisdiction in the past several years, particularly in the area of “exclusive forum” provisions contained in charters or bylaws. Exclusive forum provisions...more

SEC Comment about “Affiliate” Stockholder in Public Float Calculation

In monitoring SEC comment letters, we came across this SEC comment letter made public this month. It serves as a reminder to registrants that, when calculating a company’s public float, there is an informal presumption that a...more

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