In this issue:
- Derivatives
- Compensation
- Shadow Banking
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Financial Market Infrastructure
-...more
10/22/2014
/ Banks ,
CFTC ,
Compensation & Benefits ,
Derivatives ,
Financial Regulatory Reform ,
Foreign Banks ,
Infrastructure ,
Major Swap Participants ,
No-Action Relief ,
Prudential Regulation Authority (PRA) ,
Shadow Banking ,
Swap Dealers ,
Swaps
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Bank Structure
- Shadow Banking
- Financial Services
- Excerpt...more
10/8/2014
/ Banks ,
CFTC ,
Compliance ,
Derivatives ,
Designated Contract Markets (DCMs) ,
Enforcement ,
Enforcement Actions ,
Financial Regulatory Reform ,
No-Action Letters ,
No-Action Relief ,
Prudential Regulation Authority (PRA) ,
SEFs ,
Swap Dealers ,
Swaps
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Financial Market Infrastructure
- Funds
- Enforcement
- People...more
10/1/2014
/ Banks ,
Capital Markets ,
CDS ,
CFTC ,
Derivatives ,
EU ,
European Banking Authority (EBA) ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
SEFs ,
Swaps
In this issue:
- Derivatives
- Compensation
- Bank Prudential Regulation & Regulatory Capital
- Recovery & Resolution
- Credit Ratings
- Financial Services
- Consumer...more
9/24/2014
/ Banks ,
Capital Markets ,
CFTC ,
Compliance ,
Credit Ratings ,
Derivatives ,
Enforcement ,
Enforcement Actions ,
Executive Compensation ,
Financial Regulatory Reform ,
No-Action Relief ,
Prudential Regulation Authority (PRA) ,
SEFs
In this issue:
- Derivatives
- Bank Prudential Regulation & Regulatory Capital
- Credit Ratings
- Financial Services
- Shadow Banking
- Funds
- Financial Market...more
9/2/2014
/ Banks ,
CFTC ,
Credit Ratings ,
Derivatives ,
Dodd-Frank ,
Enforcement Actions ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Conduct Authority (FCA) ,
Financial Markets ,
Financial Regulatory Reform ,
Prudential Regulation Authority (PRA) ,
Securities and Exchange Commission (SEC) ,
Shadow Banking ,
UK
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Bank Structure
- Financial Market Infrastructure
- Financial Services
- Funds
-...more
7/31/2014
/ Banks ,
Capital Markets ,
CFTC ,
Derivatives ,
EMIR ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Exchange-Traded Products ,
Financial Regulatory Reform ,
Leverage Ratio ,
Market Participants ,
OCR ,
UCITS
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Financial Services
- Consumer Protection
- Enforcement
- People
- Events
-...more
7/15/2014
/ Banking Sector ,
Banks ,
CFTC ,
Derivatives ,
Draft Guidance ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
No-Action Relief ,
OCC
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Credit Ratings
- Financial Market Infrastructure
- Financial Services
- Funds
- Enforcement...more
7/9/2014
/ Banks ,
CFTC ,
Compliance ,
Credit Ratings ,
Derivatives ,
Enforcement ,
Financial Regulatory Reform ,
Major Swap Participants ,
No-Action Letters ,
No-Action Relief ,
Reporting Requirements ,
Swap Dealers ,
Swaps ,
Valuation
In this issue:
- Derivatives
- Capital and Prudential Regulation
- Remuneration
- Credit Ratings
- Funds
- Financial Services
- Enforcement
- Events
-...more
6/12/2014
/ Australia ,
Banks ,
Capital Markets ,
CCMR ,
CFTC ,
Compliance ,
Credit Ratings ,
Cross-Border ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
FDIC ,
Financial Regulatory Reform ,
Foreign Banks ,
Investment Funds ,
Leverage Capital Ratio ,
Memorandum of Understanding ,
Prudential Regulation Authority (PRA) ,
Remuneration
In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Funds
- Financial Services
- Enforcement
- Events
- Excerpt from...more
5/27/2014
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Capital Markets ,
CCPs ,
CFTC ,
Commodities ,
Consumer Financial Protection Bureau (CFPB) ,
Credit Suisse ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Hedge Funds ,
Hedges ,
MiFID ,
No-Action Relief ,
Proposed Legislation ,
Reporting Requirements
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Market Infrastructure
- Enforcement
- Financial Crime
- Events
- Excerpt from Derivatives: CFTC...more
5/7/2014
/ Banks ,
Capital Markets ,
CFTC ,
Credit Ratings ,
Derivatives ,
DMO ,
EU ,
FDIC ,
Federal Reserve ,
Financial Conduct Authority (FCA) ,
OCC ,
SEFs ,
Stress Tests
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- People
- Events
- Excerpt from Derivatives:
Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Services
- Financial Crime
- Excerpt from Derivatives:
European Commission Consults on Definition...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Market Infrastructure
- Funds Enforcement
- Events Hearings
- People
- Excerpt from...more
The Commodity Futures Trading Commission has imposed for the first time a requirement that certain swaps be traded on a regulated market. Beginning February 15, 2014, certain cleared interest rate swaps and index credit...more
Over two years after publication of a proposed regulation, a final regulation implementing the so-called “Volcker Rule” is expected to be adopted tomorrow by the five US Federal financial regulatory agencies. Two of them —...more
On June 4, 2013, the Division of Clearing and Risk (the “Division”) of the US Commodity Futures Trading Commission (the “CFTC”) granted limited no-action relief from the mandatory clearing requirement for swaps entered into...more
On April 9, 2013, the US Commodity Futures Trading Commission (the “CFTC”) granted last minute no-action relief from portions of the CFTC’s swap reporting rules. The relief delays certain compliance deadlines for many swap...more