In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Funds
- Financial Services
- Enforcement
- Events
- Excerpt from...more
5/27/2014
/ Alternative Investment Fund Managers Directive (AIFMD) ,
Capital Markets ,
CCPs ,
CFTC ,
Commodities ,
Consumer Financial Protection Bureau (CFPB) ,
Credit Suisse ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Hedge Funds ,
Hedges ,
MiFID ,
No-Action Relief ,
Proposed Legislation ,
Reporting Requirements
In this issue:
- Derivatives
- Bank Prudential Regulation
- Financial Services
- Enforcement
- People
- Events
- Excerpt from Derivatives:
Implementing Regulation...more
In this issue:
- Derivatives
- Bank Prudential Regulation
- Financial Market Infrastructure
- Credit Ratings
- Consumer Protection
- Enforcement
- Events
- Excerpt from...more
5/14/2014
/ Banks ,
Compliance ,
Credit Ratings ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
Prudential Standards
In this issue:
- Derivatives
- Bank Structure
- Regulatory Capital
- Financial Services
- Financial Market Infrastructure
- Funds
- Financial Crime
- People
-...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Enforcement
- Events
- People
- Excerpt from Derivatives -
ESMA Requests Clarification on...more
The European Market Infrastructure Regulation (EMIR1) imposes new reporting, clearing, collateral and conduct of business requirements on all derivatives market participants which are based in the EU or deal with EU...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Consumer Protection
- Enforcement
- Funds
- People
- Events
- Hearings
- Excerpt...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Consumer Protection
- Enforcement
- People
- Hearings
- Excerpt from Derivatives:
ESMA...more
1/28/2014
/ Basel Committee on Banking Supervision (BCBS) ,
Consumer Financial Protection Bureau (CFPB) ,
EMIR ,
Enforcement ,
EU ,
European Commission ,
European Court of Justice (ECJ) ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Financial Regulatory Reform ,
Fines ,
Trade Repositories
On 3 September, ESMA published its technical advice to the European Commission on the equivalence of the US and Japanese derivatives frameworks to the EU rules. On 2 October, ESMA supplemented its technical advice with...more
Clarity to market participants on the equivalence of derivatives rules to European requirements has been much anticipated. On 3 September, ESMA published its technical advice to the European Commission on the equivalence of...more
The extraterritorial effect of new financial regulation is a controversial issue, fundamental to the business of banks, brokers, funds and their clients. A consultation paper containing proposed rules on certain...more
The first wave of financial regulatory change affecting banks, brokers and their users is in the field of derivatives. Various deadlines for new reporting, clearing and conduct of business requirements are imminent. The...more