In this issue:
- Derivatives
- Regulatory Capital
- Recovery & Resolution
- Bank Structure
- Financial Market Infrastructure
- Financial Services
- Funds
-...more
7/31/2014
/ Banks ,
Capital Markets ,
CFTC ,
Derivatives ,
EMIR ,
European Commission ,
European Securities and Markets Authority (ESMA) ,
Exchange-Traded Products ,
Financial Regulatory Reform ,
Leverage Ratio ,
Market Participants ,
OCR ,
UCITS
The European Securities and Markets Authority is consulting on the mandatory clearing obligation for certain derivatives. Draft regulatory technical standards have been published for the mandatory clearing of certain interest...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Credit Ratings
- Financial Market Infrastructure
- Financial Services
- Funds
- Enforcement...more
7/9/2014
/ Banks ,
CFTC ,
Compliance ,
Credit Ratings ,
Derivatives ,
Enforcement ,
Financial Regulatory Reform ,
Major Swap Participants ,
No-Action Letters ,
No-Action Relief ,
Reporting Requirements ,
Swap Dealers ,
Swaps ,
Valuation
In this issue:
- Derivatives
- Regulatory Capital
- Bank Prudential Regulation
- Financial Services
- Enforcement
- People
- Events
- Excerpt from...more
In this issue:
- Derivatives
- Capital and Prudential Regulation
- Remuneration
- Credit Ratings
- Funds
- Financial Services
- Enforcement
- Events
-...more
6/12/2014
/ Australia ,
Banks ,
Capital Markets ,
CCMR ,
CFTC ,
Compliance ,
Credit Ratings ,
Cross-Border ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
FDIC ,
Financial Regulatory Reform ,
Foreign Banks ,
Investment Funds ,
Leverage Capital Ratio ,
Memorandum of Understanding ,
Prudential Regulation Authority (PRA) ,
Remuneration
In this issue:
- Derivatives
- Regulatory Capital
- Bank Prudential Regulation
- Financial Market Infrastructure
- Financial Services
- Enforcement
- People
-...more
6/5/2014
/ Banks ,
Capital Markets ,
Capital Requirements ,
Compliance ,
Derivatives ,
EMIR ,
EU ,
European Banking Authority (EBA) ,
European Securities and Markets Authority (ESMA) ,
Financial Markets ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
Securities and Exchange Commission (SEC) ,
UK
In this issue:
- Derivatives
- Bank Prudential Regulation
- Financial Services
- Enforcement
- People
- Events
- Excerpt from Derivatives:
Implementing Regulation...more
In this issue:
- Derivatives
- Bank Prudential Regulation
- Financial Market Infrastructure
- Credit Ratings
- Consumer Protection
- Enforcement
- Events
- Excerpt from...more
5/14/2014
/ Banks ,
Compliance ,
Credit Ratings ,
Derivatives ,
EMIR ,
Enforcement ,
EU ,
European Securities and Markets Authority (ESMA) ,
Financial Regulatory Reform ,
Infrastructure ,
Prudential Regulation Authority (PRA) ,
Prudential Standards
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- People
- Events
- Excerpt from Derivatives:
Derivatives CFTC Staff Issues Time-Limited No-Action Letter...more
In this issue:
- Regulatory Capital
- Financial Services
- Recovery & Resolution
- Financial Market Infrastructure
- Consumer Protection
- People
- Excerpt from Regulatory...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Services
- Financial Crime
- Excerpt from Derivatives:
European Commission Consults on Definition...more
In this issue:
- Derivatives
- Bank Structure
- Regulatory Capital
- Financial Services
- Financial Market Infrastructure
- Funds
- Financial Crime
- People
-...more
In this issue:
- Derivatives
- Compensation
- Regulatory Capital
- Financial Market Infrastructure
- Financial Services
- Consumer Protection
- Enforcement
- People
- Events
-...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Funds
- Enforcement
- Events
- Excerpt from Derivatives:
Common Data Format for Pre-LOUs for the...more
There has been no shortage of press coverage about the lack of employment diversity in the financial services sector. Now, both the US Congress and the European Union have taken action in an attempt to remedy historical...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Enforcement
- Events
- People
- Excerpt from Derivatives -
ESMA Requests Clarification on...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Hearings
- Excerpt from Derivatives:
FSB Consults on Approaches to Aggregate OTC Derivatives Data On 4...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Consumer Protection
- Enforcement
- Funds
- People
- Events
- Hearings
- Excerpt...more
In this issue:
- Derivatives
- Regulatory Capital
- Financial Services
- Consumer Protection
- Enforcement
- People
- Hearings
- Excerpt from Derivatives:
ESMA...more
1/28/2014
/ Basel Committee on Banking Supervision (BCBS) ,
Consumer Financial Protection Bureau (CFPB) ,
EMIR ,
Enforcement ,
EU ,
European Commission ,
European Court of Justice (ECJ) ,
European Securities and Markets Authority (ESMA) ,
Federal Reserve ,
Financial Regulatory Reform ,
Fines ,
Trade Repositories
On December 10 2013, the final regulation implementing the Volcker Rule was adopted by the five US federal bank regulatory agencies. This comes over two years after the publication of the proposed regulation. The text below...more
Over two years after publication of a proposed regulation, a final regulation implementing the so-called “Volcker Rule” is expected to be adopted tomorrow by the five US Federal financial regulatory agencies. Two of them —...more
The US and EU rules implementing Basel III follow many aspects of Basel III closely, but there are major differences in approach in several key areas. Financial institutions have been engaged in a “race to the top” to show...more
Clarity to market participants on the equivalence of derivatives rules to European requirements has been much anticipated. On 3 September, ESMA published its technical advice to the European Commission on the equivalence of...more