Thomas Friedmann

Thomas Friedmann

Dechert LLP

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New NFA Filing Obligations for Investment Advisers to BDCs Trading Commodity Interests Require Action as Soon as Practicable After...

The Commodity Futures Trading Commission published in the Federal Register on December 10, 20191 amendments to five different aspects of the regulatory framework applicable to certain commodity pool operators (CPOs) and...more

12/19/2019  /  Business Development Companies , CFTC , Commodities , Commodity Trading Advisors (CTAs) , CPOs , Filing Requirements , Investment Adviser , NFA
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