The Commodity Futures Trading Commission published in the Federal Register on December 10, 20191 amendments to five different aspects of the regulatory framework applicable to certain commodity pool operators (CPOs) and...more
In May 2019, the SEC proposed amendments to the rules that require BDCs to include (i) certain financial information pertaining to their majority-owned or controlled portfolio companies and (ii) historical and pro forma...more
7/10/2019
/ Acquisitions ,
Business Development Companies ,
Controlled Portfolio Companies ,
Disclosure Requirements ,
Filing Requirements ,
Financial Statements ,
Investment Company Act of 1940 ,
Proposed Rules ,
Public Comment ,
Regulation S-X ,
Request For Information ,
Securities and Exchange Commission (SEC)