Thomas Kollar

Thomas Kollar

Mayer Brown

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PCAOB Secures Complete Access to Inspect and Investigate Chinese Audit Firms, but SEC Signals Must Remain Vigilant

Last week, the U.S. Public Company Accounting Oversight Board (“PCAOB”) announced it had secured complete access to inspect and investigate issuer engagements of audit firms headquartered in China and Hong Kong, marking the...more

12/19/2022  /  Audits , China , Corporate Governance , Foreign Corporations , Holding Foreign Companies Accountable Act (HFCAA) , Hong Kong , PCAOB , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

PCAOB and China Sign Agreement on Audit Firm Inspections and Investigations: Too Early to Tell if it Will Prevent Delistings Under...

Last Friday, the United States and China appear to have taken a major step towards resolving their longstanding dispute over inspections and investigations by the U.S. Public Company Accounting Oversight Board (“PCAOB”) of...more

8/30/2022  /  Audits , China , Delisting , Listing Rules , PCAOB , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Adopts Interim Final Rules to Implement the Holding Foreign Companies Accountable Act

On March 24, 2021, the US Securities and Exchange Commission (SEC) adopted interim final rules to implement portions of the Holding Foreign Companies Accountable Act (the HFCA Act), which was signed into law by President...more

3/31/2021  /  Audits , China , Corporate Governance , Disclosure Requirements , Interim Final Rules (IFR) , PCAOB , Publicly-Traded Companies , Regulatory Reform , Sarbanes-Oxley , Securities and Exchange Commission (SEC)

SEC Amends Business, Legal Proceedings and Risk Factor Disclosures

On August 26, 2020, the US Securities and Exchange Commission (SEC) adopted amendments to Regulation S-K that are intended to modernize business, legal proceedings and risk factor disclosures. According to the SEC, the...more

9/1/2020  /  Corporate Governance , Disclosure Requirements , Financial Regulatory Reform , Publicly-Traded Companies , Regulation S-K , Risk Factors , Securities and Exchange Commission (SEC) , Securities Regulation

Chair Clayton and Division Director Hinman Issue Public Statement on the Importance of Disclosure in the Current COVID-19...

On April 8, 2020, the Chair of the U.S. Securities and Exchange Commission (the “SEC”) – Jay Clayton – and the Director of the SEC’s Division of Corporation Finance – William Hinman – issued a joint statement titled The...more

4/17/2020  /  Coronavirus/COVID-19 , Corporate Governance , Disclosure Requirements , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation
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