Thomas Lovett, IV

Thomas Lovett, IV

Ballard Spahr LLP

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SEC Adopts Amendments Regarding Share Repurchase Disclosure Modernization

Summary - On May 3, 2022, the Securities and Exchange Commission (SEC) adopted final rules to modernize disclosure requirements relating to the repurchase by issuers of equity securities that are registered under the...more

5/16/2023  /  10b5-1 Plans , Disclosure Requirements , Form 10-K , Form 10-Q , Regulation S-K , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Regulation , Stock Repurchases

New SEC Thresholds in Definition of Smaller Reporting Company Effective September 10

The Securities and Exchange Commission (SEC) on June 28, 2018, adopted amendments to the definition of "smaller reporting company" (SRC) in Rule 405 under the Securities Act of 1933 (Securities Act), Rule 12b-2 under the...more

7/13/2018  /  Disclosure Requirements , Emerging Growth Companies , Regulation S-K , Regulation S-X , Securities and Exchange Commission (SEC) , Smaller Reporting Companies , Threshold Requirements
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